The Securities and Exchange Commission today filed charges against Paul D. Roberts, the former Chair, CEO, and president of ...

The Securities and Exchange Commission today announced settled charges against nine registered investment advisers for ...

The Securities and Exchange Commission today charged five entities and three individuals in connection with two relationship ...

The SEC will be required to produce certain documents that Coinbase may use to defend itself in the civil case.

The electric utility company previously disclosed that it took a $100 million second-quarter reserve in anticipation of the ...

The SEC charged five entities and three individuals involved in two "relationship investment" scams linked to fraudulent ...

The Securities and Exchange Commission announced charges against 11 institutional investment managers for failing to file ...

The SEC alleges Kubient's two former execs and former audit committee chair artificially inflated the company's revenue and ...

In a statement Monday, the SEC announced it has settled charges against nine RIAs that reportedly distributed advertisements ...