Massachusetts’ securities regulator fined Morgan Stanley $2 million for allegedly failing to properly monitor insider securities sales by a former CEO of First Republic Bank in the months prior ...

In the months before it failed last year, the executive chairman of First Republic Bank sold more than $6.8 million worth of stock through Morgan Stanley. The bank has now settled an investigation ...

Sept 6 (Reuters) - Massachusetts securities regulators have fined Morgan Stanley (MS.N), opens new tab $2 million for failing to properly monitor trades by a First Republic Bank insider before the ...