Morgan Stanley was fined $2 million by a Massachusetts regulator over stock sales by a First Republic executive in the months leading up to the California lender’s collapse last year.

Morgan Stanley was fined €20 million ($22 million) by French regulatory authorities over allegations that its London bond desk used "pump and dump" trades to manipulate bond prices.

WASHINGTON (CN) – Morgan Stanley will pay $275 million to settle an SEC complaint of misleading investors in two securitizations of residential mortgage-backed securities that it sponsored, underwrote ...

Morgan Stanley, the global investment bank, has agreed to pay a $2 million fine to settle an investigation by state regulators that determined the bank failed to properly monitor stock trades it ...

Britain’s financial regulator fines Morgan Stanley 1.4 million pounds ($2.1 million) for failing to prevent one of its traders from deliberately over-valuing assets.

Morgan Stanley was fined $2 million by a Massachusetts regulator over its failure to monitor certain stock sales by a former First Republic CEO during the months leading up to the collapse of the ...

Goldman Sachs, Bank of America, and Morgan Stanley just dropped their Q2 earnings numbers, and let’s be honest, Wall Street ...

Massachusetts’ securities regulator accused Morgan Stanley of failing to properly supervise sales of First Republic stock worth $6.8 million by a former First Republic CEO.

Morgan Stanley fined some of its own bankers more than $1 million each for conducting business on WhatsApp and other messaging platforms, the latest fallout from an industrywide probe that saw U.S ...

Morgan Stanley (MS) has agreed to pay a $2 million fine to settle an investigation by the Massachusetts Securities Division regarding stock sales made by a First Republic Bank executive before the ...

Morgan Stanley fined some of its own bankers more than $1 million each for conducting business on WhatsApp and other messaging platforms, the latest fallout from an industrywide probe that saw US ...

Out of $2 billion levied by the SEC across nearly a dozen US banks, Morgan Stanley was slapped with a $125 million fine in September 2022 — and Gorman took unusual measures to take it out of the ...