The SEC charged five entities and three individuals involved in two "relationship investment" scams linked to fraudulent ...
The SEC alleges Kubient's two former execs and former audit committee chair artificially inflated the company's revenue and ...
The SEC charged 12 municipal advisory firms with recordkeeping violations. They agreed to pay a collective $1.3 million to resolve the charges. All the firms violated MSRB Rules G-44 on ...
The U.S. Securities and Exchange Commission (SEC) has filed suit against three individuals and five companies for allegedly operating pig butchering scams – a type of confidence-enabled ...
The Securities and Exchange Commission today filed charges against Paul D. Roberts, the former Chair, CEO, and president of ...
The SEC said that under the settlements, companies Acadia Healthcare, a.k.a. Brands Holding, AppFolio, IDEX, LSB Industries, Smart for Life, and TransUnion agreed to pay individual civil penalties ...
The SEC’s two complaints allege that the defendants solicited investors via social media apps, lied to them to gain their trust and confidence, and then stole their money. These ...
A Macquarie Group investment adviser has agreed to pay $79.8 million to settle charges in connection with overvaluing ...
Broker-dealer First Horizon Advisors, Inc has agreed to pay a civil penalty of $325,000 in connection with its ...
The US Securities and Exchange Commission (SEC) has fined Keurig Dr Pepper (KDP) $1.5m for “inaccurate” recyclability claims regarding its K-Cup beverage pods. In its annual reports for 2019 and 2020, ...
How much does shipping cost from Novatech? Novatech offers next day delivery for £5.99, and will charge you £12.58 for weekend delivery. If you want to pay nothing, you’ll have to collect your ...