In a statement Monday, the SEC announced it has settled charges against nine RIAs that reportedly distributed advertisements ...

The Securities and Exchange Commission today announced settled charges against nine registered investment advisers for ...

Ohio-based FirstEnergy said it will pay $100 million to resolve SEC charges over a scheme in which it was accused of paying ...

An insider-trading scandal involving information stolen from U.S. law firm Covington & Burling about Merck & Co's $1.85 ...

The U.S. Securities and Exchange Commission settled charges with six credit rating companies, including Moody's (NYSE:MCO) ...

The SEC will be required to produce certain documents that Coinbase may use to defend itself in the civil case.

The electric utility company previously disclosed that it took a $100 million second-quarter reserve in anticipation of the ...

This monthly bulletin is designed to help companies identify important legal developments governing the use and acceptance of ...