A trading firm has settled charges with the United States Securities and Exchange Commission, which the agency accused of ...

On September 6, 2024, the United States Securities and Exchange Commission (the SEC) charged Esmark Inc. (“Esmark”) and its Founder/Chairman ...

The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...

Terms of the agreement weren’t made public, but Newsmax said Thursday it was “pleased to announce it has resolved the ...

The former employee netted over $110,000 by shorting company stock. The post SEC Charges Former Foot Locker Executive With Insider Trading appeared first on Front Office Sports.

Hogan Lovells has been advising ENRC on its case, while Eversheds Sutherland acted for the SFO; Slaughter and May also has a ...

The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...