The SEC and a trading firm the agency accused of misleading investors about its “AI-driven” trading platform have settled ...

On September 6, 2024, the United States Securities and Exchange Commission (the SEC) charged Esmark Inc. (“Esmark”) and its Founder/Chairman ...

The policy, enacted by the federal securities markets regulator in 1972, prohibits individuals and companies settling with ...

The U.S. Securities and Exchange Commission (SEC) has charged 12 firms for failing to retain employees' electronic conversations, the latest repercussions of the so-called WhatsApp investigations.

The former employee netted over $110,000 by shorting company stock. The post SEC Charges Former Foot Locker Executive With Insider Trading appeared first on Front Office Sports.

Terms of the agreement weren’t made public, but Newsmax said Thursday it was “pleased to announce it has resolved the ...

The firm is likely to pay as much as $100 million to settle a probe of a trading scandal.

Smartmatic had accused Newsmax of publishing dozens of false reports claiming that Smartmatic helped rig the 2020 election in ...

Hogan Lovells has been advising ENRC on its case, while Eversheds Sutherland acted for the SFO; Slaughter and May also has a ...

A trading firm has settled charges with the United States Securities and Exchange Commission, which the agency accused of ...