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Money Talks News on MSNVanguard Hit With Record $106M SEC FineA major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...
The SEC’s order finds that Vanguard’s disclosures failed to warn investors about tax risks tied to fund redemptions.
BlackRock Inc., the world’s largest money manager, put on hold stewardship conversations with portfolio companies, following ...
The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...
Vanguard, one of the world’s largest asset managers, has agreed to pay a $106.4 million fine to settle charges brought by the Securities and Exchange Commission (SEC).
13, 2022. (AP Photo/Julia Nikhinson) MANHATTAN (CN) — Asset management firm Vanguard has agreed to pay more than $106 million to settle ongoing probes by the U.S. Securities and Exchange Commission ...
The $106 million fine is in addition to the $40 million ... large unnecessary capital gains distributions. The SEC violations stem from a Vanguard announcement on December 11, 2020 that the ...
Vanguard announced this week that, effective Feb. 1, it is reducing expense ratios on 87 funds and 168 share classes.
BIRMINGHAM, Ala. — Vanderbilt was fined $500,000 by the Southeastern Conference on Sunday for allowing fans to storm the court Saturday after the Commodores’ 74-69 victory over No. 9 Kentucky.
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